SVP, Fintech Partnerships and Investments
Company: LPL Financial
Posted on: November 12, 2021
The Wealth Management Solutions team is responsible for
delivering a highly competitive set of 3rd party financial
technology solutions. This includes leading the development of the
strategy on integrations and partnerships with vendors; and also on
potential M&A and venture capital opportunities. The team 's
goal is to enhance our advisors ' and investors ' experience while
helping to improve our firm 's economic and risk profiles.
The focus of the new Fintech Partnerships and Investments team and
this role is to create and execute on the vision for how we connect
with 3rd party technologies. This includes understanding industry
trends, emerging technologies, and the evolving compliance and risk
responsibilities to position LPL as an industry Fintech leader.
This will also require building an exceptional team that
consistently executes at a high level, and developing strong
partnerships across the firm to achieve our strategic goals.
Work closely with sales, product, legal, compliance and operations
to develop strategic roadmap and drive outcomes on our 3rd party
Identify and analyze related industry trends, and form product
strategies targeted to compete in a rapidly changing landscape.
Build an industry leading fintech experience that will
differentiate LPL and is flexible enough to serve the unique needs
of individual advisors, investors and institutions.
Analysis of tech marketplace and ability to quickly develop
insights on applicability to LPL.
Strategic evaluation of fintech M&A or investment
Manage corporate venture capital arm in partnership with targeted
Manage fintech related compliance and risk initiatives.
Oversee a small team dedicated to evolving the 3rd party technology
Maintain documentation of the processes related to 3rd party
Manage 3rd party vendor relationships to ensure accurate and timely
delivery of capabilities.
Employ operating metrics to track capacity, trends, risk
management, and productivity. Develop management reporting tracking
progress to goals, and plans to address business challenges.
Matrix manage across LPL.
Build strong partnerships within IIS, and across Technology,
Compliance & Legal, and Service & Trading teams.
Provide consulting support to Sales, Business Consulting and
Business Development to help advisors adopt technologies.
Bachelor 's degree required; CFA or MBA preferred.
10+ years of experience preferred in financial technology,
preferably with experience in wealth management, asset management,
M&A, venture capital investments or a closely related business
managing strategic or transformational change.
Practical knowledgeable on the fintech landscape, including
familiarity with competitors, platform/ product trends and industry
regulation and subject matter expertise of major workflow
Industry credibility and a strong network within the fintech
Demonstrated leadership managing change across large and complex
Strong collaborator and consensus builder who drives change to
achieve desired outcomes.
Experience building and communicating a strategy, defining and
building out a roadmap, prioritizing projects according to business
need and producing business models.
Commitment and self-motivation suitable to a start-up team in a
Executive presence and effective communicator with excellent
written communication skills.
Management experience and a servant leadership mindset.
At LPL, we believe that objective financial guidance is a
fundamental need for everyone. As the nation 's leading independent
broker-dealer, we offer an integrated platform of proprietary
technology, brokerage, and investment advisor services. We provide
you with a work environment that encourages your creativity and
growth, a leadership team that is supportive and responsive, and
the opportunity to create a career that has no limits, only amazing
We are - one team on one mission. We take care of our advisors, so
they can take care of their clients.
Because our company is not too big and not too small, you can seize
the opportunity to make a real impact. We are committed to
supporting workplace equality, and we embrace the different
perspectives and backgrounds of our employees. We also care for our
communities, and we encourage our employees to do the same. This
creates an environment in which you can do your best work.
Want to hear from our employees on what it 's like to work at LPL?
- Watch this !
We take social responsibility seriously. Learn more here
Want to see info on our benefits? - Learn more here
Join the LPL team and help us make a difference by turning life 's
aspirations into financial realities. Please log in or create an
account to apply to this position. Principals only. EOE.
Information on Interviews:
LPL will only communicate with a job applicant directly from an @lp
lfinancial.com email address and will never conduct an interview
online or in a chatroom forum. - During an interview, LPL will not
request any form of payment from the applicant, or information
regarding an applicant 's bank or credit card. - Should you have
any questions regarding the application process, please contact LPL
's Human Resources Solutions Center at (800) 877-7210.
Keywords: LPL Financial, Santee , SVP, Fintech Partnerships and Investments, Other , Santee, California
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